-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRTKbwLSZWEsmbgP3xh3CaPcTqGrDblpsKZHo+sijDuMvbkoV+itCwy2W5rul2cG CLMxrcwI2queFzo49kfMaw== 0000908184-98-000026.txt : 19980218 0000908184-98-000026.hdr.sgml : 19980218 ACCESSION NUMBER: 0000908184-98-000026 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOOKS A MILLION INC CENTRAL INDEX KEY: 0000891919 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 630798460 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43790 FILM NUMBER: 98543717 BUSINESS ADDRESS: STREET 1: 402 INDUSTRIAL LN CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059423737 MAIL ADDRESS: STREET 1: 402 INDUSTRIAL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON CLYDE B CENTRAL INDEX KEY: 0000901449 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BOOKS A MILLION INC STREET 2: 402 INDUSTRIAL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059423737 MAIL ADDRESS: STREET 1: BOOKS A MILLION INC STREET 2: 402INDUSTRIAL LANE CITY: BIRMING STATE: AL ZIP: 35211 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 __________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1(b) and (c) and AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Books-A-Million, Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 098570-10-4 (CUSIP Number) (Continued on following pages.) (Page 1 of 5 Pages) CUSIP No. 098570-10-4 13G Page 2 of 5 Pages (Amendment No. 5) 1 Name of Reporting Person: Clyde B. Anderson I.R.S. Identification No. of Above Person (Entities Only): 2 Check the Appropriate Box if a Member of a Group (a) __ (b) __ 3 SEC Use Only 4 Citizenship or Place of Organization United States of America Number of 5 Sole Voting Power: 1,979,100 shares Shares Beneficially 6 Shared Voting Power: 100,000 shares Owned By Each 7 Sole Dispositive Power: 1,979,100 shares Reporting Person With 8 Shared Dispositive Power: 100,000 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person: 2,079,100 shares 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares __ 11 Percent of Class Represented by Amount in Row (9): 11.8% 12 Type of Reporting Person: IN (Page 2 of 5 Pages) Item 1(a). Name of Issuer: Books-A-Million, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 402 Industrial Lane Birmingham, Alabama 35211 Item 2(a). Name of Person Filing: Clyde B. Anderson Item 2(b). Address of Principal Business Office or, if None, Residence: 402 Industrial Lane Birmingham, Alabama 35211 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share Item 2(e). CUSIP Number: 098570-10-4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) __ Broker or dealer registered under Section 15 of the Act, (b) __ Bank as defined in Section 3(a)(6) of the Act, (c) __ Insurance Company as defined in Section 3(a)(19) of the Act, (d) __ Investment Company registered under Section 8 of the Investment Company Act, (e) __ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) __ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) __ Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h) __ Group, in accordance with Rule 13d-1(b)(1)(ii)(H). (Page 3 of 5 Pages) Item 4. Ownership. (a) Amount beneficially owned: 2,079,100 shares (b) Percent of class: 11.8% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,979,100 shares (ii) Shared power to vote or to direct the vote: 100,000 shares (iii) Sole power to dispose or to direct the disposition of: 1,979,100 shares (iv) Shared power to dispose or to direct the disposition of: 100,000 shares Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. [Signature appears on following page.] (Page 4 of 5 Pages) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 (Date) /s/ Clyde B. Anderson Clyde B. Anderson President and Chief Executive Officer Books-A-Million, Inc. (Page 5 of 5 Pages) -----END PRIVACY-ENHANCED MESSAGE-----